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Despite numerous innovative interventions, achieving the second 95 target [95% of people living with human immunodeficiency virus (PLWH) know their human immunodeficiency virus (HIV) status] set by the Joint United Nations Programme on HIV and AIDS (UNAIDS) remains challenging (1). In China, approximately 20% of PLWH were estimated to be unaware of their infection status in 2020 (2), with more than 40% of HIV-infected individuals receiving diagnoses at advanced stages of infection (3). This late diagnosis pattern leads to poorer clinical outcomes and impedes efforts to control HIV transmission (4). Contact tracing has emerged as a promising strategy for controlling the spread of infectious diseases (5–7). While previous research has primarily focused on examining associations between contact characteristics and tracing outcomes, the intimate nature of HIV transmission suggests that incorporating index case characteristics could provide crucial insights into understanding transmission networks within populations (8). To enhance and optimize contact tracing strategies, we conducted an egocentric contact tracing study from 2022 to 2024 in Yunnan, China. Our findings demonstrate that both index case and sexual contact characteristics significantly influence sexual contact tracing outcomes. These results suggest that interventions leveraging these facilitating factors offer promising pathways toward achieving the UNAIDS targets.
This egocentric contact tracing survey was conducted between January 2022 and June 2024 in Honghe Hani and Yi Autonomous Prefecture (Honghe Prefecture) of Yunnan Province, China. Newly diagnosed HIV-infected individuals aged 18 years or older who could provide sexual contact information were eligible and invited to participate as index cases. After providing informed consent, participants were interviewed by trained local health specialists using an anonymous questionnaire with unique identification numbers linking index cases. Interviews were conducted in private rooms where participants provided detailed information about their individual characteristics and all sexual partners with whom they had engaged in sexual intercourse. Index cases were subsequently encouraged to notify their sexual partners and refer them for HIV counseling and testing. Sexual contacts who tested HIV-positive were invited to participate as new index cases in subsequent rounds of contact tracing. This iterative process continued until either no additional HIV-positive contacts were identified or no further sexual contacts could be traced. The study protocol was approved by the Ethics Committee of Yunnan Center for Disease Control and Prevention (Permit Number: YNCDC/QR-KJB-2021-003).
Contact tracing outcomes were classified as “successful” when at least one HIV-positive sexual partner was identified from an index HIV case. Testing modalities were categorized as either active, defined as HIV testing at a voluntary counseling and testing (VCT) clinic, or passive, which included all other identification pathways [e.g., provider-initiated testing and counseling (PITC)]. Data analysis was conducted at both index case and contact levels. At the index case level, bivariate and multivariate logistic regression analyses evaluated associations between index case characteristics and tracing outcomes. At the contact level, index–contact paired data were analyzed using multilevel logit models to assess relationships between both index case and contact factors related to HIV testing uptake and infection status among sexual contacts. All statistical analyses were performed using SAS (version 9.4; SAS Institute Inc., Cary, NC, USA) with a significance level of 0.05.
The contact tracing process and identification of HIV infections are detailed in Supplementary Table S1 and Figure S1. Among 1,981 enrolled index cases (1,925 newly reported during the study period, 54 identified from first-round contact tracing, and 2 from second-round), a total of 2,171 sexual contacts were reported, with a mean of 1.1 partners per index case (range: 1–4) and a median of 1 partner. Of these contacts, 69.5% (1,509/2,171) underwent HIV testing, with 21.0% (317/1,509) testing positive. The sexual network index (9) (contacts recruited per HIV-infected index case) was 0.8 (1,509/1,981). In the first round, 1,925 index cases reported 2,097 contacts, of whom 1,474 were tested and 308 were positive. Of these positive contacts, 54 participated as second-round index cases, reporting 69 contacts, with 32 tested and 9 positive. In the third round, 2 of the 9 positive contacts participated as index cases, reporting 5 contacts, of whom 3 were tested with no positive results.
The demographic profile of index cases showed a predominance of male individuals, aged 36–55 years, from ethnic minority backgrounds, with primary school education or less, who were married and employed. Notably, 85% were identified through passive testing, and approximately 35% presented with CD4 counts ≤200 cells per microliter at baseline. Sexual contacts were predominantly female (>50%), aged 36–55 years, from ethnic minorities, with primary school education or less, and employed. Most contacts were married, with approximately half engaged in non-marital, non-commercial sexual partnerships with their index case. The majority of relationships (71.9%) were of 1 year or less duration, with nearly 65% reporting sexual contact once or twice weekly in the previous 6 months. Condom use was notably low, with 65.8% reporting never using condoms during sexual encounters with their index case. Significant differences between index cases and sexual contacts were observed across gender, age, ethnicity, education, and marital status (Supplementary Table S2).
The success rate of tracing HIV-positive sexual contacts varied significantly by index case characteristics, with notably higher rates among female and married index cases. Additionally, index cases identified through active testing methods demonstrated superior contact tracing outcomes (Table 1).
Characteristic Index, N=1,981 Traced, N=314 Bivariate Multivariate n %* cOR 95% CI aOR 95% CI Sex Male 1,350 116 8.6 1.0 1.0 Female 631 198 31.4 4.9 3.8, 6.3 4.7 3.6, 6.2 Age 18–35 years 378 46 12.2 1.0 1.0 36–55 years 1,062 175 16.5 1.4 1.0, 2.0 1.1 0.7, 1.7 ≥56 years 541 93 17.2 1.5 1.0, 2.2 1.2 0.7, 1.9 Ethnicity Han 728 116 15.9 1.0 1.0 Ethnic minorities 1,253 198 15.8 1.0 0.8, 1.3 0.9 0.7, 1.2 Education ≤Primary school 1,248 216 17.3 1.0 1.0 Junior high school 512 70 13.7 0.8 0.6, 1.0 0.9 0.6, 1.2 ≥Senior high school 221 28 12.7 0.7 0.5, 1.1 0.8 0.5, 1.4 Marital status Never married 506 42 8.3 1.0 1.0 Currently married 863 175 20.3 2.8 2.0, 4.0 1.6 1.1, 2.5 Divorced or widowed 612 97 15.9 2.1 1.4, 3.1 1.1 0.7, 1.8 Occupation Unemployed 320 53 16.6 1.0 1.0 Employed 1,661 261 15.7 0.9 0.7, 1.3 0.9 0.6, 1.3 Type of HIV testing Passive testing 1,684 222 13.2 1.0 1.0 Active testing 297 92 31.0 3.0 2.2, 3.9 3.1 2.2, 4.2 CD4 counts at baseline (cells/microliter) ≤200 695 92 13.2 1.0 1.0 201–350 587 92 15.7 1.2 0.9, 1.7 1.0 0.8, 1.5 351–500 359 59 16.4 1.3 0.9, 1.8 1.0 0.7, 1.5 ≥501 301 67 22.3 1.9 1.3, 2.7 1.3 0.9, 1.9 Unknown 39 4 10.3 0.7 0.3, 2.2 0.8 0.2, 2.4 Note: bolded denotes P<0.05.
Abbreviation: HIV=human immunodeficiency virus; cOR=crude odds ratio; aOR=adjusted odds ratio; CI=confidence interval.
* Refers to the efficacy of contact tracing: the probability of successfully tracing other positive cases through the index case, which is calculated as the number of index cases with HIV-positive contacts divided by total index cases.Table 1. Association between sociodemographic and behavioral characteristics and sexual contact tracing outcomes among index HIV cases in Honghe Prefecture, Yunnan Province, China 2022–2024.
Multivariate analysis revealed that sexual contacts of ethnic minorities, those with higher educational attainment, and employed individuals demonstrated increased likelihood of HIV testing uptake. Testing rates were notably higher among spouses and long-term partners, those in established relationships, individuals reporting frequent sexual activity, and those practicing consistent condom use. The probability of HIV infection was significantly elevated among contacts whose index case was female and identified through active testing protocols. Additionally, established relationships, particularly among spouses and long-term partners, exhibited higher infection rates compared to temporary or commercial relationships. HIV positivity was markedly increased among individuals reporting inconsistent or no condom use versus those maintaining consistent condom use practices (Table 2).
Characteristic Contacts
N=2,171Tested
N=1,509 (%)*Positive
N=317 (%)†Tested vs. untested Positive vs. negative cOR (95% CI) aOR (95% CI) cOR (95% CI) aOR (95% CI) Index Sex Male 1,487 990 (66.6) 113 (11.4) 1.0 1.0 1.0 1.0 Female 684 519 (75.9) 204 (39.3) 1.6 (1.3, 1.9) 1.0 (0.7, 1.5) 5.0 (3.9, 6.5) 2.6 (1.3, 5.3) Age 18–35 years 420 301 (71.7) 46 (15.3) 1.0 1.0 1.0 1.0 36–55 years 1,158 784 (67.7) 179 (22.8) 0.8 (0.6, 1.1) 0.8 (0.5, 1.1) 1.6 (1.1, 2.3) 0.7 (0.4, 1.4) ≥56 years 593 424 (71.5) 92 (21.7) 1.0 (0.8, 1.3) 1.0 (0.7, 1.6) 1.5 (1.0, 2.3) 0.7 (0.3, 1.5) Ethnicity Han 795 548 (68.9) 116 (21.2) 1.0 1.0 1.0 1.0 Ethnic minorities 1,376 961 (69.8) 201 (20.9) 1.0 (0.9, 1.3) 0.8 (0.6, 1.0) 1.0 (0.8, 1.3) 0.7 (0.5, 1.1) Education ≤Primary school 1,364 954 (69.9) 221 (23.2) 1.0 1.0 1.0 1.0 Junior high school 561 388 (69.2) 70 (18.0) 1.0 (0.8, 1.2) 1.0 (0.8, 1.3) 0.7 (0.5, 1.0) 0.9 (0.6, 1.5) ≥Senior high school 246 167 (67.9) 26 (15.6) 0.9 (0.7, 1.2) 0.9 (0.6, 1.4) 0.6 (0.4, 1.0) 0.6 (0.3, 1.2) Marital status Never married 554 368 (66.4) 38 (10.3) 1.0 1.0 1.0 1.0 Currently married 948 691 (72.9) 181 (26.2) 1.4 (1.1, 1.7) 1.0 (0.8, 1.4) 3.1 (2.1, 4.5) 0.7 (0.4, 1.3) Divorced or widowed 669 450 (67.3) 98 (21.8) 1.0 (0.8, 1.3) 1.0 (0.7, 1.4) 2.4 (1.6, 3.6) 1.0 (0.6, 2.0) Occupation Unemployed 349 238 (68.2) 52 (21.9) 1.0 1.0 1.0 1.0 Employed 1,822 1,271 (69.8) 265 (20.9) 1.1 (0.8, 1.4) 1.1 (0.8, 1.5) 0.9 (0.7, 1.3) 0.7 (0.4, 1.2) Type of HIV testing Passive testing 1,841 1,267 (68.8) 223 (17.6) 1.0 1.0 1.0 1.0 Active testing 330 242 (73.3) 94 (38.8) 1.2 (1.0, 1.6) 1.1 (0.8, 1.4) 3.0 (2.2, 4.0) 3.1 (2.0, 4.8) CD4 counts at baseline (cells/microliter) ≤200 760 515 (67.8) 89 (17.3) 1.0 1.0 1.0 1.0 201–350 634 431 (68.0) 92 (21.4) 1.0 (0.8, 1.3) 0.9 (0.7, 1.2) 1.3 (0.9, 1.8) 1.1 (0.7, 1.8) 351–500 402 291 (72.4) 62 (21.3) 1.2 (1.0, 1.6) 1.2 (0.9, 1.6) 1.3 (0.9, 1.9) 1.1 (0.7, 1.8) ≥501 333 244 (73.3) 70 (28.7) 1.3 (1.0, 1.7) 1.1 (0.8, 1.5) 1.9 (1.3, 2.8) 1.2 (0.7, 2.1) Unknown 42 28 (66.7) 4 (14.3) 1.0 (0.5, 1.8) 0.9 (0.4, 1.9) 0.8 (0.3, 2.4) 1.2 (0.3, 5.4) Contacts Sex of contacts Female 1,327 894 (67.4) 106 (11.9) 1.0 1.0 1.0 1.0 Male 844 615 (72.9) 211 (34.3) 1.3 (1.0, 1.6) 0.9 (0.6, 1.3) 3.9 (2.8, 5.5) 1.7 (0.7, 4.4) Age of contacts <18 years 19 14 (73.7) 2 (14.3) 1.0 1.0 1.0 1.0 18–35 years 809 526 (65.0) 71 (13.5) 0.7 (0.2, 1.9) 0.7 (0.2, 2.3) 0.9 (0.2, 4.7) 0.6 (0.1, 4.8) 36–55 years 1,089 776 (71.3) 170 (21.9) 0.9 (0.3, 2.5) 1.1 (0.3, 3.7) 1.7 (0.3, 8.3) 0.6 (0.1, 4.9) ≥56 years 254 193 (76.0) 74 (38.3) 1.1 (0.4, 3.3) 1.0 (0.3, 3.7) 3.7 (0.7, 18.7) 0.6 (0.1, 5.2) Ethnicity of contacts Han 1,030 653 (63.4) 128 (19.6) 1.0 1.0 1.0 1.0 Ethnic minorities 1,141 856 (75.0) 189 (22.1) 1.7 (1.4, 2.1) 1.8 (1.4, 2.4) 1.2 (0.9, 1.5) 1.1 (0.7, 1.8) Education of contacts ≤Primary school 1,432 980 (68.4) 211 (21.5) 1.0 1.0 1.0 1.0 Junior high school 592 423 (71.5) 84 (19.9) 1.2 (0.9, 1.4) 1.6 (1.2, 2.1) 0.9 (0.7, 1.2) 0.9 (0.5, 1.4) ≥Senior high school 147 106 (72.1) 22 (20.8) 1.2 (0.8, 1.8) 2.2 (1.3, 3.9) 1.0 (0.6, 1.6) 0.9 (0.4, 2.1) Marital status of contacts Never married 651 427 (65.6) 48 (11.2) 1.0 1.0 1.0 1.0 Currently married 775 582 (75.1) 185 (31.8) 1.6 (1.3, 2.0) 0.8 (0.6, 1.2) 3.7 (2.6, 5.3) 1.2 (0.6, 2.4) Divorced or widowed 745 500 (67.1) 84 (16.8) 1.1 (0.9, 1.3) 0.9 (0.7, 1.2) 1.6 (1.1, 2.4) 1.5 (0.8, 2.9) Occupation of contacts Unemployed 309 159 (51.5) 29 (18.2) 1.0 1.0 1.0 1.0 Employed 1,862 1350 (72.5) 288 (21.3) 2.5 (1.9, 3.2) 2.3 (1.7, 3.2) 1.2 (0.7, 2.0) 0.8 (0.4, 1.8) Type of sexual relationship with index case Commercial sexual partnership 681 400 (58.7) 25 (6.3) 1.0 1.0 1.0 1.0 Spouse or long-term sexual partnership 375 358 (95.5) 185 (51.7) 14.8 (8.8, 24.8) 12.7 (6.8, 23.6) 16.0 (10.0, 25.7) 2.3 (1.1, 4.6) Non-marital and non-commercial sexual partnership 1,115 751 (67.4) 107 (14.3) 1.4 (1.2, 1.8) 1.1 (0.8, 1.4) 2.5 (1.6, 4.0) 0.8 (0.4, 1.6) Duration of sexual relationship with index case ≤1 years 1,560 1,004 (64.4) 76 (7.6) 1.0 1.0 1.0 1.0 1–3 years 200 159 (79.5) 57 (35.9) 2.1 (1.5, 3.1) 1.6 (1.0, 2.4) 6.8 (4.5, 10.3) 5.4 (3.2, 9.3) >3 years 411 346 (84.2) 184 (53.2) 2.9 (2.2, 3.9) 0.9 (0.6, 1.4) 13.9 (10.0, 19.2) 7.1 (4.2, 12.2) Frequency of sexual behavior with index case in the past 6 months <once a week 554 327 (59.0) 48 (14.7) 1.0 1.0 1.0 1.0 1–2 times a week 1,379 985 (71.4) 225 (22.8) 1.7 (1.4, 2.1) 1.6 (1.3, 2.1) 1.7 (1.2, 2.5) 1.5 (0.9, 2.4) ≥3 times a week 238 197 (82.8) 44 (22.3) 3.3 (2.3, 4.9) 3.3 (2.1, 5.1) 1.7 (1.0, 2.7) 1.7 (0.8, 3.4) Frequency of condom use with index case in the past 6 months Never 1,428 980 (68.6) 229 (23.4) 1.0 1.0 20.3 (6.1, 68.0) 31.1 (7.6, 128.0) Inconsistently 506 326 (64.4) 85 (26.1) 0.8 (0.7, 1.0) 0.8 (0.6, 1.0) 23.5 (6.9, 80.0) 31.9 (7.6, 133.7) Consistently 237 203 (85.7) 3 (1.5) 2.7 (1.9, 4.0) 3.9 (2.5, 5.9) 1.0 1.0 Note: bolded denotes P<0.05.
Abbreviation: HIV= human immunodeficiency virus; cOR= crude odds ratio; aOR= adjusted odds ratio; CI=confidence interval.
* Refers to HIV testing rate: the number of contacts tested for HIV as a percentage of total contacts.
† Refers to HIV positivity rate: the number of contacts tested positive as a percentage of total contacts tested for HIV.Table 2. HIV testing and infection among sexual contacts by sociodemographic and behavioral characteristics in Honghe Prefecture, Yunnan Province, China, 2022–2024.
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Our egocentric contact tracing study revealed a 21.0% positive detection rate, substantially higher than conventional screening methods such as PITC (0.2%) and VCT (4.2%) (10). This elevated efficiency in identifying HIV infections compared to routine practices underscores the value of sexual contact tracing as a targeted intervention strategy. Our findings also highlight how the characteristics of both index cases and their sexual contacts significantly influence contact tracing outcomes, suggesting the need for these factors to be incorporated into program design.
The success of sexual contact tracing was notably influenced by specific characteristics of index cases. Female index cases demonstrated superior tracing outcomes compared to their male counterparts. This gender disparity may be attributed to male index cases often having multiple partners, potentially compromising their ability to accurately recall contact details and leading to tracing failures (11-12). Additionally, index cases identified through active HIV testing showed improved tracing results compared to those detected passively, consistent with previous research (13). This pattern likely reflects the heightened health awareness among individuals who proactively seek HIV testing through VCT clinics. These findings emphasize that the characteristics of index HIV cases are crucial considerations in optimizing contact tracing strategies.
Our index-contact paired data analysis revealed that HIV testing uptake among contacts was primarily influenced by the contacts’ characteristics. Sexual contacts with higher educational attainment and employment status demonstrated increased testing rates, likely attributable to enhanced health literacy (14). Relationship dynamics played a crucial role, with long-term and stable partners showing higher testing rates compared to commercial partners, aligning with previous findings in China (9). This pattern underscores the efficiency of contact tracing strategies, particularly among these high-risk populations. Moreover, frequent sexual activity and consistent condom use were positively associated with HIV testing rates, suggesting that individuals who engage in regular sexual activity while practicing safe sex may have a heightened awareness of HIV risk and greater motivation to know their status. These findings emphasize that improving accessibility and acceptability of HIV testing services could significantly enhance screening uptake (15).
The likelihood of HIV infection among sexual contacts was influenced by both contact characteristics and index case factors. Contacts had higher infection rates when their index case was female and identified through active testing protocols. Long-term and stable partnerships also demonstrated elevated infection risks. The higher detection rate among partners of female index cases may be attributed to women typically having fewer sexual contacts, though further research is needed to elucidate the underlying mechanisms. The prevalence of inconsistent condom use emerged as a significant factor in HIV transmission between partners. Evidence suggests that comprehensive intervention programs integrating condom promotion with testing services yield superior outcomes compared to isolated health education initiatives (16). These integrated approaches are fundamental to advancing both HIV prevention and testing outcomes.
This study has several important limitations that warrant consideration. First, as the research was conducted in a single prefecture of Yunnan Province, the generalizability of our findings to other regions remains uncertain. Second, the use of convenience sampling may have introduced selection bias, potentially limiting the representativeness of our study population. Third, the reliance on index cases to provide information about their sexual contacts may have introduced information bias through recall errors, social desirability bias, or deliberate omission of contact details.
Despite these methodological constraints, our findings provide compelling evidence for the feasibility and effectiveness of contact tracing as a strategy for identifying HIV infections. The results illuminate critical factors that could enhance sexual contact tracing outcomes. Future research should build upon these findings by developing and evaluating targeted strategies that address both index cases and their sexual partners simultaneously.
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The authors would like to thank all participants who so willingly gave their time to provide the study data. This work was supported by National Natural Science Foundation of China (Grant Number: 72164040). The funder had no role in study design, data collection, data analysis, and the decision to publish or preparation of the manuscript.
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